Custody Audit2021-06-05T02:29:36-04:00

Custody Audit

We are pleased to provide the most recent copies of our Custody Audit Surprise Examination Report.

In certain instances our firm is deemed to have custody of client funds and securities. For example, logins for 401k plans are considered custody. The client funds and securities of which our firm has custody are verified by actual examination at least once during each calendar year by an independent public accountant registered with the Public Company Accounting Oversight Board, at a time that is chosen by the accountant without prior notice or announcement to our firm and that is irregular from year to year.

Our audit was completed and Concentus Wealth Advisors deemed to be in compliance.

If you would like documents mailed to you free of charge, please let us know.

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U.S. Securities and Exchange Commission

Additional information about Concentus Wealth Advisors and our investment advisor representatives is also available online at WWW.ADVISERINFO.SEC.GOV or BROKERCHECK.FINRA.ORG. You can view our firm’s information on this website by searching for Concentus Wealth Advisors or by our CRD number 170052.